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RICHARD C. WANG

Securities-Based Lending

Securities-based lending allows securities in an investment portfolio to serve as collateral for a loan.

INVESTMENT ADVISOR REPRESENTATIVE OF AND INVESTMENT ADVISORY SERVICES OFFERED THROUGH ROYAL FUND MANAGEMENT, LLC, A SEC REGISTERED INVESTMENT ADVISER. THE FIRM ONLY TRANSACT BUSINESS IN STATES WHERE IT IS PROPERLY REGISTERED, OR IS EXCLUDED OR EXEMPTED FROM REGISTRATION REQUIREMENTS. SEC REGISTRATION DOES NOT CONSTITUTE AN ENDORSEMENT OF THE FIRM BY THE COMMISSION NOR DOES IT INDICATE THAT THE ADVISER HAS ATTAINED A PARTICULAR LEVEL OF SKILL OR ABILITY. BETTER BUSINESS BUREAU Member, Chicago and Northern Illinois A+ Rating

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